Form 8.3 – [Insert name of offeree or offeror]


FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE / TRANSACTION DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the OPA Code (the “Code”)

1. KEY INFORMATION

(a) Full name of whistleblower:

Rathbone Brothers SA

(b) Owner or controller of the disclosed interests and short positions, if different from 1 (a):
TThe designation of the representative or the vehicle companies is insufficient. For a trust, the trustee (s), settlor and beneficiaries must be named.

(vs) Name of the offeror / officer with regard to the titles concerned this form reports:
Use a separate form for each offeror / beneficiary

National Express SA Group

(D) If an exempt fund manager is related to an offeror / offeror, indicate this and specify identity of offering / offering:

(e) Date of the position held / of the transaction undertaken:
For an open position disclosure, state la latest practicable date before disclosure

01/10/2021

(F) In addition to the company in 1 (c) above, is the discloser make disclosures with regard to everything other party to the offer?
If it is a cash offer or cash offer possible, indicate “N/A

No

2. POSITIONS OF THE DISCLOSING PERSON

If there are positions or rights to be subscribed to be disclosed in more than one category of relevant securities of the offeror or the offender named in point 1 (c), copy table 2 (a) or (b) (depending on the case) for each additional category of relevant titles. Security.

(a) Interest and short positions in securities of the offeror or pollicity to which the disclosure relates as a result of the transaction (if only)

Relevant safety class:

Interests

Short positions

Number

%

Number

%

(1) Relevant securities held and / or controlled:

14,061,925

2.2898%

(2) Cash-settled derivatives:

(3) Equity-settled derivatives (including options) and purchase / sale agreements:

TOTAL:

14,061,925

2.2898%

All interests and all short positions must be disclosed.

Details of any opening settled in actions derivative posts (including traded options), or the purchase or sale agreements for the securities concerned, must be given on an additional form 8 (Open positions).

(b) Subscription rights for new titles (including directors and others employee option)

Relevant safety class for which a subscription right exists:

Details, including the nature of the rights concerned and the relevant percentages:

3. RELATIONSHIPS (IF APPLICABLE) BY THE PERSON MAKING THE DISCLOSURE

When there have been transactions on more than one category of relevant securities of the offeror or offender named in point 1 (c), copy table 3 (a), (b), (c) or (d ) (as the case may be) for each class of securities concerned processed.

The currency of all prices and other monetary amounts must be indicated.

(a) Purchases and sales

Relevant safety class

Buy Sell

Number of titles

Price per unit

5p Ordinary Shares

Sale

1100

2450p

5p Ordinary Shares

Sale

3300

2450p

5p Ordinary Shares

To buy

1500

2450p

5p Ordinary Shares

To buy

4600

2450p

5p Ordinary Shares

To buy

2400

2450p

5p Ordinary Shares

Sale

1700

2450p

5p Ordinary Shares

To buy

600

2365p

5p Ordinary Shares

To buy

1400

2365p

(b) Cash-settled derivative transactions

Relevant safety class

Product Description
for example CFD

Nature of transaction
for example opening/ close a long/short position, increasing / decreasing a long/short position

Number of reference securities

Price per unit

(vs) Equity-settled derivative transactions (including ooptions)

(I) Writing, selling, buying or modifying

Relevant safety class

Product Description e.g. call option

Writing, purchase, sale, variable etc.

Number of ssecurities to which the option relates

Exercise the price per unit

Type
for example American, European, etc.

Expiration date

Option money paid/ received per unit

(ii) Exercisee

Relevant safety class

Product Description
for example call option

Exercise / exercised against

Number of titles

Unit exercise price

(D) Other transactions (including to subscribe to new titles)

Relevant safety class

Nature of transaction
for example subscription, conversion

Details

Unit price (if applicable)

4. OTHER INFORMATION

(a) Compensation and other trade agreements

Ddetails of everything compensation or option arrangement, Where any agreement or agreement, formal or informal, relating to relevant securities which may be an inducement to trade or refrain from trading entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not to be understood. Yes there are no such agreements, arrangements or understandings, State “nothing

(b) Agreements, arrangements or understandings relating to options or derivatives

Ddetails of any agreement, arrangement or arrangementformal or informal, between the person make the disclosure and any other person related to:
(I) the voting rights of all the securities concerned under any option; Where
(ii) voting rights or the future acquisition or disposal of any relevant security to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, State “nothing

(vs) Attachments

Is a Supplementary form 8 (Open positions) attached?

No

Disclosure Date:

05/ten/ 2021

Name of the contact:

Jessica glasson
Compliance Department

Phone number:

0151 236 6666

Public disclosures under Rule 8 of the Code must be made to a regulatory information servicee.

The Panel’s Market Surveillance Unit is available for consultation regarding the Code’s disclosure requirements on +44 (0) 20 7638 0129.

The Code can be viewed on the Group’s website at www.thetakeoverpanel.org.uk.

About Keith Johnson

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